danke für die Info, ne habe erstmal nur 6 Mio geordert, war ein wenig verunsichert, daß INOV nun INOVE wechselt. Was hältst Du davon:
Habe ich von einen bei WO zugemailt bekommen, sind dort ebenfalls recht fit in Sachen OTC!
....inov ist sicherlich ein zock pur, werde mir noch überlegen hier rein zu gehen.
aber hier die infos, die du haben wolltest.
Trading Symbols
What does a fifth character " E" indicate for an OTCBB security?
The fifth character " E" on an OTCBB trading symbol indicates that NASDAQ does not have information which demonstrates that the issuer of the security is compliant with the filing requirements of Rule 6530, either because the issuer is delinquent in the required filings, has filed an incomplete filing, or, for non-EDGAR filers, because NASDAQ has not been provided a copy of the most recent filing.
The purpose of appending an " E" to the security symbol is to alert all interested parties that the security will be removed from the OTCBB unless evidence of compliance is provided prior to the end of the applicable grace period (30 days for EDGAR filers, 60 days for non-EDGAR filers). Anyone possessing evidence of compliance with Rule 6530 may provide that information by contacting the OTCBB Issuer Filings Department.
My company filed on time, why was an " E" added to our trading symbol?
Other possible explanations for an " E" on the trading symbol include:
The audit opinion is qualified or was not provided
No SAS-100 review was performed (quarterly filings only)
The required 302 Certification was not included in the submission to the SEC
The required 906 Certification was not included in the submission to the SEC
The filing header was incorrect. It is essential that the filing type, fiscal year end and period end dates are recorded correctly on both the cover page and the document tags.
If the certifications are missing from your filing, you should append your filing via EDGAR (you do not need to resubmit the entire filing, only the missing certification) and notify the OTCBB Issuer Filings Department to get the " E" removed. Please see the next FAQ for further instructions.
How do I get the " E" removed from my trading symbol now that my company filings are current?
In order to demonstrate compliance with Rule 6530 and get the " E" removed from an issuer's trading symbol, please call the OTCBB Hotline in the OTCBB Issuer Filings Department. Please leave the following information on the voicemail: your name and phone number, the company name and trading symbol, and filng type and date submitted. It is important to note that you will not receive a return call if your filing compliance is confirmed. Instead, you should check the Daily List for confirmation that your trading symbol will be changed to remove the " E" on the following business date. If compliance is not demonstrated before the publication time of the Daily List, approximately 2:00 PM, then it may not be possible to remove the " E" in time for the next trading day. In that case, you should check the Daily List the day after you call the hotline for notification that the symbol will be changed at the opening of the market on the second day after you made the call to demonstrate compliance.
How long does it take to get an " E" removed from my trading symbol?
Generally, it takes one business day after compliance is verified. However, depending on timing of the company's filing and verification by Nasdaq, it may take two business days.
Can an issuer reserve a symbol?
No, symbols may not be reserved for OTC securities, nor can we honor requests for specific issue symbols. Additionally, once a symbol is assigned, we reserve the 'right' to change the symbol should a Nasdaq applicant want to use it. There can be no guarantee that an OTC issuer will retain their symbol indefinitely.
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